SFC Licences of LAM King Sau 林勁秀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 6 | 01 November 2023 | |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 4 | 01 November 2023 | |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 1 | 01 November 2023 | |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 6 | 10 August 2017 | 30 November 2021 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 4 | 10 August 2017 | 30 November 2021 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 1 | 10 August 2017 | 30 November 2021 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 01 November 2012 | 05 May 2017 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 01 November 2012 | 05 May 2017 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 6 | 01 November 2012 | 05 May 2017 |