SFC Licences of CAO Jiayi 曹佳怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Profound Capital Limited 雲川資本有限公司 | RE | 9 | 03 August 2020 | |
| Elephas Investment Management Limited 大象投資管理有限公司 | RE | 9 | 31 May 2017 | 13 March 2019 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 08 April 2014 | 09 March 2017 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 08 April 2014 | 09 March 2017 |
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 | RE | 9 | 29 October 2012 | 21 February 2014 |
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 | RE | 4 | 29 October 2012 | 21 February 2014 |