SFC Licences of KWAN Yi Fan, David

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
AEM Asset Management Limited 明德企業資產管理有限公司 RO 9 11 December 2023
Maxa Asset Management Limited 邁時資產管理有限公司 RO 9 03 March 2021 31 May 2023
AEM Asset Management Limited 明德企業資產管理有限公司 RO 9 26 March 2018 08 December 2020
GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 RE 9 05 August 2014 03 April 2017
BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 RE 1 26 October 2012 02 May 2013
BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 RE 4 26 October 2012 02 May 2013