SFC Licences of LI Zhen 李振
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 25 July 2018 | |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 25 July 2018 | |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 28 May 2018 | 28 May 2018 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 28 May 2018 | 28 May 2018 |
| UBS Securities Hong Kong Limited | RE | 6 | 19 December 2016 | 23 March 2018 |
| UBS Securities Hong Kong Limited | RE | 6 | 23 May 2014 | 18 December 2016 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 30 October 2012 | 16 May 2014 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 30 October 2012 | 16 May 2014 |