SFC Licences of XU Jianqiang 許建強

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 RO 1 01 February 2023
CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 RO 9 04 November 2022
CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 RO 4 04 November 2022
CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 RE 9 11 July 2022 04 November 2022
CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 RE 4 11 July 2022 04 November 2022
CLSA Limited 中信里昂證券有限公司 RO 1 09 October 2019 06 May 2020
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RO 4 09 October 2019
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RO 2 14 August 2018
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RO 1 14 August 2018
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 RO 2 29 January 2018
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 RO 1 29 January 2018
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RO 2 17 July 2017 30 January 2018
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 RE 2 26 June 2017 29 January 2018
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 RE 1 26 June 2017 29 January 2018
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 18 April 2013 17 July 2017
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 29 October 2012 25 June 2017