SFC Licences of LI Cheuk Yin, Clive 李卓賢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 RE 4 09 January 2023
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 RE 1 09 January 2023
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 2 16 March 2022 23 November 2022
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 16 March 2022 23 November 2022
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 2 09 April 2020 22 August 2021
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 09 April 2020 22 August 2021
Blackwell Global Futures Limited 博威環球期貨有限公司 RE 2 26 March 2019 05 July 2019
Blackwell Global Securities Limited 博威環球證劵有限公司 RE 1 26 March 2019 05 July 2019
BOCI Securities Limited 中銀國際證券有限公司 RE 2 19 September 2014 06 April 2018
BOCI Securities Limited 中銀國際證券有限公司 RE 1 19 September 2014 06 April 2018
Huarong International Securities Limited 華融國際證券有限公司 RE 2 05 July 2013 01 September 2014
United Simsen Forex Dealers Limited 天行聯合滙業有限公司 RE 3 21 November 2012 01 September 2014