SFC Licences of CHENG Yuen Man 鄭苑雯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Shanxi Securities International Futures Limited 山證國際期貨有限公司 | RE | 2 | 10 February 2023 | |
Shanxi Securities International Limited 山證國際證券有限公司 | RE | 1 | 10 February 2023 | |
Realord Asia Pacific Securities Limited 偉祿亞太證券有限公司 | RE | 2 | 29 June 2021 | 12 November 2021 |
Realord Asia Pacific Securities Limited 偉祿亞太證券有限公司 | RO | 1 | 05 March 2020 | 12 November 2021 |
Realord Asia Pacific Securities Limited 偉祿亞太證券有限公司 | RE | 1 | 11 February 2020 | 05 March 2020 |
Shanxi Securities International Limited 山證國際證券有限公司 | RO | 1 | 16 July 2019 | 10 January 2020 |
Shanxi Securities International Futures Limited 山證國際期貨有限公司 | RE | 2 | 20 March 2019 | 10 January 2020 |
Shanxi Securities International Limited 山證國際證券有限公司 | RE | 1 | 20 March 2019 | 16 July 2019 |
Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 01 November 2012 | 03 February 2019 |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 01 November 2012 | 03 February 2019 |