SFC Licences of LI Zhengxian 酈政先
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 | RO | 9 | 02 December 2021 | |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 | RO | 4 | 02 December 2021 | |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 | RE | 9 | 22 May 2019 | 02 December 2021 |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 | RE | 4 | 22 May 2019 | 02 December 2021 |
| Zhongtai International Futures Limited 中泰國際期貨有限公司 | RE | 2 | 14 March 2014 | 11 June 2019 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 31 October 2013 | 11 June 2019 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 30 October 2012 | 20 June 2013 |