SFC Licences of WANG Li 王歷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Asset Management Limited 海通國際資產管理有限公司 | RE | 5 | 20 September 2022 | |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 | RO | 5 | 13 September 2021 | 20 September 2022 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 | RE | 5 | 25 February 2021 | 13 September 2021 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 | RO | 9 | 19 February 2021 | |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 | RO | 4 | 19 February 2021 | |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 12 December 2014 | 16 March 2020 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 12 December 2014 | 16 March 2020 |
| Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 02 November 2012 | 03 November 2014 |