SFC Licences of TIAN Cong 田聰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 RE 9 08 November 2023
CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 RE 4 08 November 2023
CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 RE 1 08 November 2023
Fosun International Asset Management Limited 復星恆利資產管理有限公司 RE 9 17 December 2021 20 October 2023
Fosun International Asset Management Limited 復星恆利資產管理有限公司 RE 4 17 December 2021 20 October 2023
Fosun International Securities Limited 復星國際證券有限公司 RE 9 16 June 2021 20 October 2023
Fosun International Securities Limited 復星國際證券有限公司 RE 4 16 June 2021 20 October 2023
Fosun International Securities Limited 復星國際證券有限公司 RE 1 16 June 2021 20 October 2023
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 RE 9 24 July 2015 20 May 2021
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 RE 4 24 July 2015 20 May 2021
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 RE 1 24 July 2015 20 May 2021
Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 RE 3 05 November 2012 26 June 2015