SFC Licences of TONG Wa Cheung 唐華翔
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Dingxin (Securities) Limited 鼎鑫(證券)有限公司 | RO | 9 | 20 September 2022 | |
Dingxin (Securities) Limited 鼎鑫(證券)有限公司 | RO | 4 | 08 February 2022 | |
Dingxin (Securities) Limited 鼎鑫(證券)有限公司 | RO | 1 | 08 February 2022 | |
Hung Sing Securities Limited 鴻昇證券有限公司 | RO | 4 | 18 January 2021 | 01 September 2021 |
Hung Sing Securities Limited 鴻昇證券有限公司 | RO | 1 | 18 January 2021 | 01 September 2021 |
CSPI Credit Ratings Company Limited 中証鵬元國際評級有限公司 | RO | 10 | 26 February 2018 | 27 July 2020 |
Dagong Global Credit Rating (Hong Kong) Co., Limited 大公國際資信評估(香港)有限公司 | RO | 10 | 15 March 2017 | 18 August 2017 |
Dagong Global Credit Rating (Hong Kong) Co., Limited 大公國際資信評估(香港)有限公司 | RE | 10 | 04 July 2016 | 15 March 2017 |
S&P Global Ratings Hong Kong Limited | RE | 10 | 04 July 2014 | 10 June 2016 |
Religare Capital Markets (Hong Kong) Limited | RE | 4 | 05 November 2012 | 23 May 2014 |