SFC Licences of LAU Wai Yin 劉偉賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Cityline Securities Limited 城利證券有限公司 | RO | 1 | 18 June 2020 | |
| Cityline Securities Limited 城利證券有限公司 | RE | 1 | 20 February 2020 | 18 June 2020 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 06 March 2019 | 02 September 2019 |
| Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 06 March 2019 | 02 September 2019 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 1 | 07 December 2012 | 04 December 2018 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 2 | 07 December 2012 | 04 December 2018 |