SFC Licences of ZOU Wuqiu 鄒吳秋

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China CIFCO Securities Co., Limited 中國中期證券有限公司 RE 4 09 December 2021
China CIFCO Securities Co., Limited 中國中期證券有限公司 RE 1 09 December 2021
China International Futures (Hong Kong) Company Limited 中國國際期貨(香港)有限公司 RE 2 19 October 2021
Huatai (Hong Kong) Futures Limited 華泰(香港)期貨有限公司 RE 2 02 December 2020 02 July 2021
Open Securities Limited 開盤證券有限公司 RO 2 17 August 2020 23 November 2020
Open Securities Limited 開盤證券有限公司 RE 4 23 July 2020 23 November 2020
Open Securities Limited 開盤證券有限公司 RE 1 23 July 2020 23 November 2020
Open Securities Limited 開盤證券有限公司 RE 2 13 July 2020 17 August 2020
Zhicheng International Financial Company Limited 智誠國際金融有限公司 RO 2 03 September 2019 27 March 2020
Hao Tian International Securities Limited 昊天國際證券有限公司 RE 1 16 May 2018 06 June 2019
Hao Tian International Futures Limited 昊天國際期貨有限公司 RO 2 09 May 2018 06 June 2019
Hao Tian International Futures Limited 昊天國際期貨有限公司 RE 2 23 October 2017 09 May 2018
GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 RE 2 20 April 2015 04 August 2017
Golden Mountain Financial Limited 金山金融有限公司 RE 1 09 May 2014 23 January 2015
Golden Mountain Financial Limited 金山金融有限公司 RE 2 07 August 2013 23 January 2015
South China Securities Limited 南華證券投資有限公司 RE 1 06 November 2012 09 January 2013