SFC Licences of YU Yiqi 俞一騏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Pinnacle Investment Management Limited 覽眾投資管理有限公司 RO 4 21 July 2022
Pinnacle Investment Management Limited 覽眾投資管理有限公司 RO 1 21 July 2022
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RE 6 04 August 2015 14 May 2019
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RE 1 04 August 2015 14 May 2019
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 4 04 August 2015 14 May 2019
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 1 04 August 2015 14 May 2019
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 RE 9 05 March 2013 31 July 2015
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 RE 4 05 March 2013 31 July 2015
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 RE 1 05 March 2013 31 July 2015
BOCI Securities Limited 中銀國際證券有限公司 RE 4 09 November 2012 29 December 2012
BOCI Securities Limited 中銀國際證券有限公司 RE 1 09 November 2012 29 December 2012