SFC Licences of LAW Pui Fai 羅沛輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 21 November 2023 | |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 21 November 2023 | |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 | RE | 2 | 16 May 2018 | 05 November 2023 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 16 May 2018 | 05 November 2023 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 | RE | 3 | 18 October 2017 | 05 November 2023 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 14 July 2017 | 05 November 2023 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 14 July 2017 | 05 November 2023 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 09 November 2012 | 05 February 2015 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 09 November 2012 | 05 February 2015 |