SFC Licences of FORNARO Celine
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 4 | 28 January 2019 | 31 January 2019 |
UBS Securities Asia Limited | RE | 4 | 09 October 2017 | 13 October 2017 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 29 September 2014 | 02 October 2014 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 29 September 2014 | 02 October 2014 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 12 November 2012 | 13 November 2012 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 12 November 2012 | 13 November 2012 |