SFC Licences of FORNARO Celine

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Asia Limited RE 4 28 January 2019 31 January 2019
UBS Securities Asia Limited RE 4 09 October 2017 13 October 2017
Merrill Lynch (Asia Pacific) Limited RE 4 29 September 2014 02 October 2014
Merrill Lynch (Asia Pacific) Limited RE 1 29 September 2014 02 October 2014
Merrill Lynch (Asia Pacific) Limited RE 4 12 November 2012 13 November 2012
Merrill Lynch (Asia Pacific) Limited RE 1 12 November 2012 13 November 2012