SFC Licences of CHAN Yuk Ki 陳鈺琪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Emperor Asset Management Limited 英皇資產管理有限公司 RE 9 02 January 2024
Emperor Securities Limited 英皇證券有限公司 RE 4 02 January 2024
Emperor Securities Limited 英皇證券有限公司 RE 1 02 January 2024
Emperor Futures Limited 英皇期貨有限公司 RE 2 02 January 2024
Emperor Asset Management Limited 英皇資產管理有限公司 RE 9 01 November 2021 30 June 2022
Emperor Securities Limited 英皇證券有限公司 RE 4 01 November 2021 30 June 2022
Emperor Securities Limited 英皇證券有限公司 RE 1 01 November 2021 30 June 2022
Emperor Futures Limited 英皇期貨有限公司 RE 2 01 November 2021 30 June 2022
Arta Global Markets Limited 裕承環球巿場有限公司 RE 9 04 April 2018 14 October 2021
Arta Global Markets Limited 裕承環球巿場有限公司 RE 4 04 April 2018 14 October 2021
Arta Global Markets Limited 裕承環球巿場有限公司 RE 1 30 August 2016 14 October 2021
Arta Global Futures Limited 裕承環球期貨有限公司 RE 2 30 August 2016 14 October 2021
GSI Finance Group Limited 富安金融集團有限公司 RE 6 26 April 2016 12 August 2016
Emperor Securities Limited 英皇證券有限公司 RE 1 13 November 2012 01 March 2016
Emperor Futures Limited 英皇期貨有限公司 RE 2 13 November 2012 01 March 2016