SFC Licences of WANG Lai 王來

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Tiger Brokers (HK) Global Limited 老虎證券(香港)環球有限公司 RO 9 26 March 2024
Tiger Brokers (HK) Global Limited 老虎證券(香港)環球有限公司 RE 4 12 April 2023
Tiger Brokers (HK) Global Limited 老虎證券(香港)環球有限公司 RE 2 12 April 2023
Tiger Brokers (HK) Global Limited 老虎證券(香港)環球有限公司 RE 1 12 April 2023
Kylin International (HK) Co., Limited 凱銀國際(香港)有限公司 RO 9 18 June 2021 09 March 2023
Kylin International (HK) Co., Limited 凱銀國際(香港)有限公司 RE 9 26 March 2021 18 June 2021
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 RE 9 07 October 2020 01 March 2021
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 RE 4 07 October 2020 01 March 2021
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 RE 1 07 October 2020 01 March 2021
China Innovation Capital Limited 華夏創新資本有限公司 RE 9 24 November 2015 15 May 2020
China Innovation Capital Limited 華夏創新資本有限公司 RE 4 24 November 2015 15 May 2020
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 RE 9 15 December 2014 06 November 2015
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 RE 4 15 December 2014 06 November 2015
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 RE 1 15 December 2014 06 November 2015
Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 RE 3 16 November 2012 10 November 2014