SFC Licences of LIN Ye 林野
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
JPMorgan Asset Management (Asia Pacific) Limited | RE | 9 | 20 December 2023 | |
JPMorgan Asset Management (Asia Pacific) Limited | RE | 5 | 20 December 2023 | |
JPMorgan Asset Management (Asia Pacific) Limited | RE | 4 | 20 December 2023 | |
JPMorgan Asset Management (Asia Pacific) Limited | RE | 9 | 22 February 2019 | 30 November 2020 |
JPMorgan Asset Management (Asia Pacific) Limited | RE | 5 | 22 February 2019 | 30 November 2020 |
JPMorgan Asset Management (Asia Pacific) Limited | RE | 4 | 22 February 2019 | 30 November 2020 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 29 June 2015 | 07 December 2018 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 29 June 2015 | 07 December 2018 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 11 November 2013 | 22 May 2015 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 15 November 2012 | 10 November 2013 |