SFC Licences of YU Sum Chi Frank 虞森馳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Macquarie Corporate (Hong Kong) Limited | RE | 6 | 12 October 2016 | 28 February 2017 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 12 October 2016 | 28 February 2017 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 12 October 2016 | 28 February 2017 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 17 November 2015 | 24 August 2016 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 17 November 2015 | 24 August 2016 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 17 November 2015 | 24 August 2016 |