SFC Licences of MCCAFFERTY James Stephen
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 09 February 2023 | 31 March 2023 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RO | 4 | 29 September 2015 | 09 February 2023 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 12 August 2015 | 29 September 2015 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RO | 4 | 17 January 2013 | 08 September 2014 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 4 | 19 November 2012 | 17 January 2013 |