SFC Licences of SU Chih-Pin 蘇智蘋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 24 August 2022 | 24 August 2022 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 29 June 2022 | 29 June 2022 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 18 June 2014 | 20 June 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 18 June 2014 | 20 June 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 11 December 2013 | 13 December 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 11 December 2013 | 13 December 2013 |