SFC Licences of WONG Kei Yiu 王紀堯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Excellent Tide Securities Limited 佳湧證券有限公司 | RO | 1 | 20 February 2019 | 23 May 2019 |
| RO | 4 | 20 February 2019 | 23 May 2019 | |
| South China Futures Investment Limited 南華期貨投資有限公司 | RE | 2 | 15 January 2019 | 23 May 2019 |
| RE | 9 | 15 January 2019 | 23 May 2019 | |
| Excellent Tide Securities Limited 佳湧證券有限公司 | RE | 1 | 15 January 2019 | 20 February 2019 |
| RE | 4 | 15 January 2019 | 20 February 2019 | |
| South China Investment Management Limited 南華投資管理有限公司 | RE | 9 | 16 May 2017 | 19 December 2018 |
| South China Research Limited 南華資料研究有限公司 | RE | 4 | 16 May 2017 | 19 December 2018 |
| South China Commodities Limited 南華期貨有限公司 | RE | 2 | 16 May 2017 | 19 December 2018 |
| South China Securities Limited 南華證券投資有限公司 | RE | 1 | 16 May 2017 | 19 December 2018 |
| CASH Wealth Management Limited 時富財富管理有限公司 | RE | 9 | 10 March 2016 | 10 August 2016 |
| CASH Wealth Management Limited 時富財富管理有限公司 | RE | 4 | 31 July 2015 | 10 August 2016 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 31 July 2015 | 10 August 2016 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 04 August 2014 | 26 June 2015 |
| Beijing Securities Limited 北京證券有限公司 | RE | 6 | 27 November 2012 | 16 February 2013 |