SFC Licences of LEUNG Kwan Wai 梁鈞惠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 23 December 2021 | |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 23 December 2021 | |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 22 January 2016 | 14 December 2021 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 22 October 2015 | 14 December 2021 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 20 November 2013 | 13 December 2013 |
City Credit Capital (HK) Limited (trading as CIX Markets) | RE | 3 | 10 December 2012 | 16 August 2013 |