SFC Licences of WEISS David Lawrence
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| XCap Partners Limited 睿本國際有限公司 | RO | 6 | 02 July 2020 | 19 April 2021 |
| XCap Partners Limited 睿本國際有限公司 | RO | 4 | 02 July 2020 | 19 April 2021 |
| XCap Partners Limited 睿本國際有限公司 | RO | 1 | 02 July 2020 | 19 April 2021 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 | RE | 1 | 23 August 2019 | 16 June 2020 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 15 April 2015 | 22 March 2019 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 26 November 2012 | 22 March 2019 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 26 November 2012 | 22 March 2019 |