SFC Licences of YU Mao 于昴

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RO	6	01 June 2022	18 December 2023
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RO	1	01 June 2022	18 December 2023
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RE	4	28 January 2022	18 December 2023
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RE	6	28 January 2022	01 June 2022
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RE	1	28 January 2022	01 June 2022
BOCOM International Securities Limited 交銀國際證券有限公司	RO	1	29 October 2021	01 January 2022
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司	RO	6	29 October 2021	01 January 2022
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司	RO	1	29 October 2021	01 January 2022
BOCOM International Securities Limited 交銀國際證券有限公司	RE	4	08 September 2021	01 January 2022
BOCOM International Securities Limited 交銀國際證券有限公司	RE	1	12 August 2021	29 October 2021
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司	RE	6	12 August 2021	29 October 2021
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司	RE	1	12 August 2021	29 October 2021
ABCI Capital Limited 農銀國際融資有限公司	RO	6	19 November 2019	30 June 2021
ABCI Capital Limited 農銀國際融資有限公司	RO	1	19 November 2019	30 June 2021
ABCI Capital Limited 農銀國際融資有限公司	RE	6	29 November 2012	19 November 2019
ABCI Capital Limited 農銀國際融資有限公司	RE	1	29 November 2012	19 November 2019