SFC Licences of KONG Kwun Lau 江觀留
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 | RO | 2 | 22 November 2023 | |
| Quam Securities Limited 華富建業證券有限公司 | RO | 1 | 22 November 2023 | |
| Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 10 July 2019 | 22 November 2023 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 10 July 2019 | 22 November 2023 |
| Tian Yuan Finance (Index Trading) Limited 天元金融(期貨)有限公司 | RE | 2 | 04 October 2018 | 23 June 2019 |
| Tian Yuan Finance Limited 天元金融有限公司 | RE | 1 | 04 October 2018 | 23 June 2019 |
| Lion Futures Limited 獅子期貨有限公司 | RE | 2 | 21 April 2017 | 09 September 2018 |
| Lion International Securities Group Limited 獅子國際證券集團有限公司 | RE | 1 | 21 April 2017 | 09 September 2018 |
| Bright Smart Forex Limited 耀才環球外匯有限公司 | RE | 3 | 12 July 2016 | 31 March 2017 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 29 November 2012 | 31 March 2017 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 | RE | 2 | 29 November 2012 | 31 March 2017 |