SFC Licences of CHONG Kwok Chee 莊國幟

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司	RE	4	01 December 2022
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司	RE	4	02 July 2021	31 December 2022
Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司	RE	1	02 July 2021
Franklin Templeton Investments (Asia) Limited	RE	4	04 November 2020	18 June 2021
Franklin Templeton Investments (Asia) Limited	RE	1	04 November 2020	18 June 2021
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司	RE	4	08 April 2019	18 June 2021
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司	RE	1	08 April 2019	18 June 2021
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司	RE	9	14 August 2015	31 March 2019
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司	RE	4	14 August 2015	31 March 2019
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司	RE	1	14 August 2015	31 March 2019
CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司	RE	1	14 August 2014	31 July 2015
CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司	RE	9	27 December 2012	31 July 2015
CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司	RE	4	27 December 2012	31 July 2015