SFC Licences of LI Xiaoyun 李曉雲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huarong International Asset Management Limited 華融國際資產管理有限公司 RE 9 31 January 2013 27 December 2013
Huarong International Securities Limited 華融國際證券有限公司 RE 1 03 December 2012 27 December 2013
Huarong International Securities Limited 華融國際證券有限公司 RE 2 03 December 2012 27 December 2013