SFC Licences of LI Xiaoyun 李曉雲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huarong International Asset Management Limited 華融國際資產管理有限公司 | RE | 9 | 31 January 2013 | 27 December 2013 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 03 December 2012 | 27 December 2013 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 2 | 03 December 2012 | 27 December 2013 |