SFC Licences of YEUNG Siu Hang 楊少恒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 23 May 2014 | 20 November 2016 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 23 May 2014 | 20 November 2016 |
Leading Securities Company Limited 立鼎證券有限公司 | RE | 4 | 16 January 2014 | 30 April 2014 |
Leading Securities Company Limited 立鼎證券有限公司 | RE | 1 | 16 January 2014 | 30 April 2014 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 28 November 2012 | 29 December 2013 |