SFC Licences of LUI Kevin Kei Tung 呂紀東
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RO | 2 | 14 February 2018 | |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RO | 1 | 14 February 2018 | |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 2 | 18 July 2016 | 14 February 2018 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 1 | 18 July 2016 | 14 February 2018 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 07 August 2015 | 21 June 2016 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 07 August 2015 | 21 June 2016 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 31 May 2013 | 02 July 2015 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 03 December 2012 | 02 July 2015 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 03 December 2012 | 31 August 2013 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 03 December 2012 | 31 August 2013 |