SFC Licences of YUAN Christy 袁斯韻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 29 May 2013 | 07 November 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 29 May 2013 | 07 November 2013 |
| Gain Capital - Forex.com Hong Kong Limited (trading as Forex.com Hong Kong, Forex.com Asia Pacific, Gain Capital Forex) 嘉盛集團(香港)有限公司 (以嘉盛香港, 嘉盛亞太, 嘉盛外匯名義經營業務) | RE | 3 | 04 December 2012 | 24 May 2013 |