SFC Licences of TANG Alfred Koon Him 鄧冠謙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 31 May 2013 | 06 September 2023 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 05 March 2013 | 06 September 2023 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 05 March 2013 | 31 August 2013 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 05 March 2013 | 31 August 2013 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 03 December 2012 | 03 March 2013 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 03 December 2012 | 03 March 2013 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 03 December 2012 | 03 March 2013 |