SFC Licences of LEE Sungjoon

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Natixis Asia Limited RE 4 02 November 2018 08 September 2022
Natixis Asia Limited RE 1 02 November 2018 08 September 2022
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 25 November 2015 20 September 2018
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 RE 1 04 December 2012 30 June 2015