SFC Licences of LEE Sungjoon
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Natixis Asia Limited | RE | 4 | 02 November 2018 | 08 September 2022 |
Natixis Asia Limited | RE | 1 | 02 November 2018 | 08 September 2022 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 25 November 2015 | 20 September 2018 |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 04 December 2012 | 30 June 2015 |