SFC Licences of DONG Liping 董麗萍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Emperor Wealth Management Limited 英皇財富管理有限公司 RE 1 22 June 2016 17 March 2023
Emperor Securities Limited 英皇證券有限公司 RE 1 22 June 2016 17 March 2023
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 19 December 2013 26 May 2016
KGI Wealth Management Limited 凱基財富管理有限公司 RE 1 06 December 2012 26 May 2016