SFC Licences of WONG Sor Ying 王疏影

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Yunfeng Asset Management Limited 雲鋒資產管理有限公司	RO	9	12 January 2018	25 November 2018
Yunfeng Securities Limited 雲鋒證券有限公司	RO	4	07 March 2017	25 November 2018
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司	RO	4	07 March 2017	25 November 2018
Yunfeng Securities Limited 雲鋒證券有限公司	RO	1	03 November 2016	25 November 2018
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司	RO	1	03 November 2016	25 November 2018
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司	RE	9	08 March 2016	25 November 2018
Yunfeng Asset Management Limited 雲鋒資產管理有限公司	RE	9	08 March 2016	12 January 2018
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司	RE	4	08 March 2016	07 March 2017
Yunfeng Securities Limited 雲鋒證券有限公司	RE	1	08 March 2016	03 November 2016
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司	RE	1	08 March 2016	03 November 2016
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	9	07 December 2012	19 February 2016
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	07 December 2012	19 February 2016
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司	RE	2	07 December 2012	19 February 2016