SFC licenceholder BAO939 YANG Yufei 楊宇飛

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 05 April 2020

Institution Role Licences Start date End date
BOB Scotia International Asset Management Company Limited 中加國際資產管理有限公司 RE [9] (Asset Management) 17 April 2018
BOB Scotia International Asset Management Company Limited 中加國際資產管理有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 08 March 2018
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 04 July 2013 01 August 2017
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) 10 December 2012 14 February 2018