SFC Licences of SHIH Ming Wong 施明往
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 07 December 2012 | 11 October 2016 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 07 December 2012 | 11 October 2016 |