SFC Licences of LOW Xin Yan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 16 January 2014 | 17 January 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 16 January 2014 | 17 January 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 19 November 2013 | 20 November 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 19 November 2013 | 20 November 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 19 August 2013 | 04 September 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 19 August 2013 | 04 September 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 09 January 2013 | 10 January 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 09 January 2013 | 10 January 2013 |