SFC Licences of GUO Jianpeng 郭健鵬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sigma Management Limited 思格有限公司 | RO | 9 | 25 June 2019 | |
| Sigma Management Limited 思格有限公司 | RO | 4 | 25 June 2019 | |
| Sigma Management Limited 思格有限公司 | RE | 9 | 06 May 2019 | 25 June 2019 |
| Sigma Management Limited 思格有限公司 | RE | 4 | 06 May 2019 | 25 June 2019 |
| Sun International Investment Services Limited 太陽國際投資服務有限公司 | RE | 1 | 10 January 2017 | 19 January 2018 |
| Imperium International Securities Limited 帝國國際証券有限公司 | RE | 1 | 24 July 2014 | 30 December 2016 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 14 January 2013 | 30 June 2014 |