SFC Licences of NG Wing Sum 吳穎心
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 19 December 2012 | 15 May 2013 |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 19 December 2012 | 15 May 2013 |