SFC Licences of LI Sheng 李晟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 9 | 13 March 2014 | 30 April 2016 |
CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 4 | 13 March 2014 | 30 April 2016 |
CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 1 | 13 March 2014 | 30 April 2016 |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 6 | 06 November 2013 | 10 February 2014 |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 06 November 2013 | 10 February 2014 |
CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 17 December 2012 | 23 August 2013 |
CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 17 December 2012 | 23 August 2013 |