SFC Licences of LI Sheng 李晟

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 9 13 March 2014 30 April 2016
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 4 13 March 2014 30 April 2016
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 1 13 March 2014 30 April 2016
CCB International Capital Limited 建銀國際金融有限公司 RE 6 06 November 2013 10 February 2014
CCB International Capital Limited 建銀國際金融有限公司 RE 1 06 November 2013 10 February 2014
CMB International Capital Limited 招銀國際融資有限公司 RE 6 17 December 2012 23 August 2013
CMB International Capital Limited 招銀國際融資有限公司 RE 1 17 December 2012 23 August 2013