SFC Licences of MAND Sandeep Singh

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Wolver Hill Asset Management Asia Limited RO 9 17 August 2017
Wolver Hill Asset Management Asia Limited RO 4 17 August 2017
Wolver Hill Asset Management Asia Limited RE 9 28 June 2017 17 August 2017
Wolver Hill Asset Management Asia Limited RE 4 28 June 2017 17 August 2017
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 RO 4 28 June 2013 15 May 2015
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 RO 2 28 June 2013 15 May 2015
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 RO 1 28 June 2013 15 May 2015
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 RE 4 27 December 2012 28 June 2013
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 RE 2 27 December 2012 28 June 2013
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 RE 1 27 December 2012 28 June 2013