SFC Licences of MAND Sandeep Singh
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Wolver Hill Asset Management Asia Limited | RO | 9 | 17 August 2017 | |
Wolver Hill Asset Management Asia Limited | RO | 4 | 17 August 2017 | |
Wolver Hill Asset Management Asia Limited | RE | 9 | 28 June 2017 | 17 August 2017 |
Wolver Hill Asset Management Asia Limited | RE | 4 | 28 June 2017 | 17 August 2017 |
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RO | 4 | 28 June 2013 | 15 May 2015 |
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RO | 2 | 28 June 2013 | 15 May 2015 |
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RO | 1 | 28 June 2013 | 15 May 2015 |
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 4 | 27 December 2012 | 28 June 2013 |
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 2 | 27 December 2012 | 28 June 2013 |
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 1 | 27 December 2012 | 28 June 2013 |