SFC Licences of LIN Sunming 林孫明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Rockpool Capital Limited 摩石資本有限公司 | RE | 9 | 14 February 2023 | 03 January 2024 |
| Rockpool Capital Limited 摩石資本有限公司 | RE | 4 | 14 February 2023 | 03 January 2024 |
| Rockpool Capital Limited 摩石資本有限公司 | RE | 1 | 14 February 2023 | 03 January 2024 |
| Rockpool Capital Limited 摩石資本有限公司 | RO | 9 | 09 July 2018 | 14 February 2023 |
| Rockpool Capital Limited 摩石資本有限公司 | RO | 4 | 09 July 2018 | 14 February 2023 |
| Rockpool Capital Limited 摩石資本有限公司 | RO | 1 | 09 July 2018 | 14 February 2023 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 21 June 2013 | 27 February 2014 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 24 December 2012 | 27 February 2014 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 24 December 2012 | 31 August 2013 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 24 December 2012 | 31 August 2013 |