SFC Licences of YIP Ngo Ting 葉傲霆
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Gain Capital - Forex.com Hong Kong Limited (trading as Forex.com Hong Kong, Forex.com Asia Pacific, Gain Capital Forex) 嘉盛集團(香港)有限公司 (以嘉盛香港, 嘉盛亞太, 嘉盛外匯名義經營業務) | RE | 3 | 05 January 2015 | 13 April 2017 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 08 January 2013 | 24 May 2014 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 08 January 2013 | 24 May 2014 |