SFC Licences of CHAN Lai Yin 陳麗賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China PA Securities (Hong Kong) Company Limited 平證證券(香港)有限公司 | RE | 1 | 01 April 2021 | |
Ping An of China Futures (Hong Kong) Company Limited 中國平安期貨(香港)有限公司 | RE | 2 | 01 April 2021 | |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 12 December 2019 | 15 January 2021 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 12 December 2019 | 15 January 2021 |
Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 | RE | 2 | 15 December 2014 | 19 July 2019 |
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 1 | 15 December 2014 | 19 July 2019 |
Hywin Asset Management (Hong Kong) Limited 海銀資產管理(香港)有限公司 | RE | 9 | 09 August 2013 | 14 November 2014 |
I-Access Investors Limited 一通投資者有限公司 | RE | 2 | 31 January 2013 | 14 November 2014 |
I-Access Investors Limited 一通投資者有限公司 | RE | 1 | 31 January 2013 | 14 November 2014 |