SFC Licences of ZHONG Li 鍾犁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RO | 1 | 08 March 2023 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RO | 6 | 26 September 2022 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 21 March 2018 | 08 March 2023 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 21 March 2018 | 26 September 2022 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 28 January 2013 | 29 July 2016 |