SFC Licences of KWAN Siu Tat, Tommy 關兆達
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 24 October 2016 | 03 May 2018 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 24 October 2016 | 03 May 2018 |
| Zhongrong International Securities Company Limited 中融國際証券有限公司 | RE | 1 | 10 August 2016 | 11 October 2016 |
| Zhongrong International Futures Co., Limited 中融國際期貨有限公司 | RE | 2 | 10 August 2016 | 11 October 2016 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 31 August 2015 | 11 September 2015 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 08 February 2013 | 02 July 2015 |