SFC Licences of LIU Xiaowei 劉小瑋

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Big Bay Asset Management (HK) Limited 大灣資產管理(香港)有限公司 RE 9 21 March 2018 31 August 2018
Big Bay Asset Management (HK) Limited 大灣資產管理(香港)有限公司 RE 4 21 March 2018 31 August 2018
Big Bay Securities (HK) Limited 大灣證券(香港)有限公司 RE 1 21 March 2018 31 August 2018
Guotai Junan Capital Limited 國泰君安融資有限公司 RE 6 10 January 2013 15 August 2016