SFC Licences of LIU Xiaowei 劉小瑋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Big Bay Asset Management (HK) Limited 大灣資產管理(香港)有限公司 | RE | 9 | 21 March 2018 | 31 August 2018 |
Big Bay Asset Management (HK) Limited 大灣資產管理(香港)有限公司 | RE | 4 | 21 March 2018 | 31 August 2018 |
Big Bay Securities (HK) Limited 大灣證券(香港)有限公司 | RE | 1 | 21 March 2018 | 31 August 2018 |
Guotai Junan Capital Limited 國泰君安融資有限公司 | RE | 6 | 10 January 2013 | 15 August 2016 |