SFC Licences of RIDLAND Robert James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Schroder & Co. (Hong Kong) Limited 施羅德財富管理有限公司 | RO | 4 | 16 January 2017 | 25 January 2024 |
Schroder & Co. (Hong Kong) Limited 施羅德財富管理有限公司 | RO | 1 | 16 January 2017 | 25 January 2024 |
Schroder & Co. (Hong Kong) Limited 施羅德財富管理有限公司 | RO | 9 | 21 December 2015 | 25 January 2024 |
Schroder & Co. (Hong Kong) Limited 施羅德財富管理有限公司 | RE | 9 | 29 April 2013 | 21 December 2015 |